Responding to SEC Subpoenas and SEC Enforcement Actions
Panelists: STEVEN KRAMER, ROBERT CORNISH, LORI PATTERSON, RONALD FIELDSTONE
The SEC has become active in reviewing EB-5 industry practices and its players. How should you handle an SEC inquiry?
Categories
SEC compliance issues
Date
Jan 22, 2015
Moderated By
Kurt Reuss
Kurt Reuss is a registered securities broker who has been specializing in EB-5 since 2012. He offers advice on investment structuring and market conditions related to EB-5 investments.
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