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2015092315

Panelists: JACKIE PRESTER, CLEM TURNER, ROBERT CORNISH

Moderated by: KURT REUSS

Jackie Prester

Jackie Prester
Baker Donelson

Clem Turner

Clem Turner
Homeier & Law

Robert Cornish

Robert Cornish
Phillips Lytle

Kurt Reuss

Kurt Reuss
Primary Capital

 

Regulation S (Rule 901) - General Statement states that if one can demonstrate that 'No Directed Selling Efforts' are made within the U.S. and the sale of securities occured 'Outside the U.S.' then SEC registration requirements will not apply.

During this hour we discuss what 'Directed Selling Efforts' are and how an 'Offshore Transaction' is defined. We also discuss what can and can't be part of a Regional Center website, informational restrictions on tradeshow booths and ultimately we discuss the fine line between information deemed to constitute 'an offer' and general information.