Categories
Date
Jul 09, 2015
Share this article
Moderated By
Kurt Reuss
Kurt Reuss
Kurt Reuss is a registered securities broker who has been specializing in EB-5 since 2012. He offers advice on investment structuring and market conditions related to EB-5 investments.

The So-Called 'Issuer Exemption'

Panelists: JOHN LEO, RONALD FIELDSTONE, OSVALDO TORRES, JACKIE PRESTER

Rule 3a(4)-1 of the Securities Exchange Act is often referred to as the Issuer Exemptionoutlining an exemption from broker-dealer registration for persons associated to an issuer in order from these persons to sell the issuer's (NCE) securities. The exemption is very narrow and may not be available to most EB-5 issuers, even though many EB-5 issuers are currently relying on this exemption.

Popular Articles

Answers to Common EB-5 Visa Investor Questions

The most frequently asked question about the EB-5 Visa program to get US green card by investment. Answered by the industry's top EB-5 experts.

Read MoreMay 22, 2023